Banorte-Ixe Securities is a member of the Financial Industry Regulatory Authority (FINRA), the largest, private, self-regulated, financial organization in the world. Its duty is to protect investors, maintain integrity of the financial industry by ensuring that its members comply with the highest standards and integrity of commercial honor.

In addition, Banorte-Ixe Securities must abide by the rules and regulations of the Securities and Exchange Commission (SEC), and the Municipal Securities Rulemaking Board Corporation (MSRB).

Banorte-Ixe Securities' financial statements are regularly audited by Deloitte & Touche LLP, one of the largest accounting firms in the world.